Stock Market Intermediaries
DOI:
https://doi.org/10.18800/derechopucp.197301.015Keywords:
Intermediaries, Stockbrokers, Peruvian Commercial Code of 1902, Regulatory Supervision, Stock MarketAbstract
The concept of commercial mediators, in its various forms, was first introduced and regulated within the Peruvian legal system by the Code of Commerce of 1902. This code offered a definition of commercial mediation. Subsequently, Decree Act 18302 altered its nomenclature, referring to them as intermediaries. This paper aims to ascertain the legal classification of intermediaries, leveraging the innovations introduced by recent legislation in the stock market. It proceeds to analyze the implementation of this new legislation to delineate both its legal framework and the legal classification of intermediary activities.
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Decreto Ley 18302, se crea la Comisión Nacional de Valores que debe normar las actividades bursátiles del mercado, 3 de junio de 1970.
Decreto Supremo 187-70-EF, reglamentario del Decreto Ley 18302
García Calderón, M. (1957). Código de comercio: fuentes, exposición de motivos, concordancias y jurisprudencia de la corte suprema con notas. Lima: Mejía Baca.
Garrigues, J. (1949). Tratado de derecho mercantil. Tomo I. 3. Madrid: Revista de Derecho Mercantil.
Polo, E. (1972). Dos estudios sobre los agentes mediadores del comercio. Barcelona: Bolsa Oficial Comercio.
Resolución Ministerial 522-71-EF.
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Copyright (c) 2016 Derecho PUCP
This work is licensed under a Creative Commons Attribution 4.0 International License.
